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Profile: Eric A. “Rick” Findley

Eric A. “Rick” Findley was a participant or observer in the following events:

A Tu-95 Bear bomber.A Tu-95 Bear bomber. [Source: Unknown]The Russian Air Force begins a major training exercise over the North Atlantic, Pacific, and Arctic Oceans that is scheduled to last all week, ending on September 14, and which is being monitored by US fighter aircraft. The exercise is set to include the participation of strategic Tu-160 Blackjack, Tu-95 Bear, and Tu-22 bombers, along with IL-78 tanker aircraft. It will involve the strategic bombers staging a mock attack against NATO planes that are supposedly planning an assault on Russia, and is set to include practice missile attacks. The North American Aerospace Defense Command (NORAD) has sent fighter jets to Alaska and Northern Canada to monitor the Russian exercise (see September 9, 2001). [BBC, 2001, pp. 161; North American Aerospace Defense Command, 9/9/2001; Washington Times, 9/11/2001] NORAD is conducting its own exercise this week called Vigilant Guardian, which, according to the 9/11 Commission Report, “postulated a bomber attack from the former Soviet Union” (see September 10, 2001, (6:30 a.m.) September 11, 2001, and (8:00 a.m.) September 11, 2001). [9/11 Commission, 2004; 9/11 Commission, 7/24/2004, pp. 458] Major General Rick Findley, NORAD’s director of operations, will later comment that when the Russians hold an exercise, “NORAD gets involved in an exercise, just to make sure that they understand we know that they’re moving around and that they’re exercising.” [Canadian Broadcasting Corporation, 9/11/2002] But NORAD has stated, “[I]t is highly unlikely that Russian aircraft [participating in the exercise] would purposely violate Canadian or American airspace.” [North American Aerospace Defense Command, 9/9/2001] The Russians will promptly cancel their exercise on September 11, in response to the terrorist attacks in the United States (see (After 10:03 a.m.) September11, 2001). [Toronto Star, 12/9/2001; Defense Video and Imagery Distribution System, 9/8/2011]

Entity Tags: Eric A. “Rick” Findley, Russian Air Force, North American Aerospace Defense Command

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

Michael Jellinek.Michael Jellinek. [Source: Tom Kimmell]The NORAD operations center in Cheyenne Mountain, Colorado, receives a call notifying it that the FAA has requested military assistance with a hijacking, and senior officers there agree with the decision that has been made to launch fighter jets in response to the hijacking, and say they will call the Pentagon to get the necessary clearance for this. [Filson, 2003, pp. 56; 9/11 Commission, 3/1/2004 pdf file; Spencer, 2008, pp. 39] Major General Larry Arnold, the commander of the Continental United States NORAD Region, has just talked over the phone with Colonel Robert Marr at NORAD’s Northeast Air Defense Sector (NEADS), and Marr suggested to him that fighters be scrambled in response to the hijacked Flight 11. Arnold told Marr to go ahead with the scramble and said he would sort out getting authorization for it (see (8:42 a.m.) September 11, 2001). Arnold therefore now calls the Cheyenne Mountain Operations Center (CMOC). The call is answered by Captain Michael Jellinek, the command director on duty there. [Aviation Week and Space Technology, 6/3/2002; Spencer, 2008, pp. 38-39] Arnold says the FAA has requested assistance for an ongoing hijacking. [9/11 Commission, 3/1/2004 pdf file]
NORAD Director Approves Decision to Launch Fighters - Jellinek passes on the details of the request to Major General Rick Findley, NORAD’s director of operations, who has just finished the night shift and is returning to the CMOC battle cab from breakfast. Jellinek will later recall: “I pick up the other phone because I know [Findley is] there. One button and I’m talking to him. It’s faster to do that than walk around the window, say the same thing.” [Calgary Herald, 10/1/2001; Canadian Broadcasting Corporation, 11/27/2001; Toronto Star, 12/9/2001] Findley “concurs with Arnold’s assessment and decision to scramble the fighters,” according to author Lynn Spencer, and quickly approves the fighters’ launch. [Aviation Week and Space Technology, 6/3/2002; Spencer, 2008, pp. 39] He “immediately gives the thumbs up” through the window, according to Jellinek. [Canadian Broadcasting Corporation, 11/27/2001] Arnold will say he is told (presumably by Jellinek): “Yeah, we’ll work this with the National Military Command Center [at the Pentagon]. Go ahead and scramble the aircraft.” [Filson, 2002; Filson, 2003, pp. 56] According to Findley: “At that point, all we thought was we’ve got an airplane hijacked and we were going to provide an escort as requested [by the FAA]. We certainly didn’t know it was going to play out as it did.” [Ottawa Citizen, 9/11/2002]
NORAD Personnel Request Permission for Scramble - Findley will say that after the CMOC receives the call from Arnold, he “knew what to do, and so did everybody else on the battle staff.” He tells the members of the battle staff to “open up our checklist” and “follow our NORAD instruction,” which includes having “to ask in either Ottawa or Washington, ‘Is it okay if we use NORAD fighters to escort a potential hijacked aircraft?’” [CNN, 9/11/2006] Findley and the others in the CMOC will subsequently see the coverage on CNN, reporting that a plane has hit the World Trade Center, but do not initially realize the plane involved was the hijacked aircraft they have been called about (see (8:48 a.m.) September 11, 2001). [Calgary Herald, 10/1/2001; Ottawa Citizen, 9/11/2002; Defense Video and Imagery Distribution System, 9/8/2011]

Entity Tags: Larry Arnold, Michael H. Jellinek, North American Aerospace Defense Command, Eric A. “Rick” Findley

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

Major General Rick Findley.Major General Rick Findley. [Source: NORAD]Personnel in the NORAD operations center in Cheyenne Mountain, Colorado, learn of the first plane hitting the World Trade Center from television coverage of the attack, but do not realize the crash involved the hijacked aircraft they have just been notified of. [Calgary Herald, 10/1/2001; Ottawa Citizen, 9/11/2002; Defense Video and Imagery Distribution System, 9/8/2011] Jeff Ford, an Air Force lieutenant colonel working in the Cheyenne Mountain Operations Center (CMOC), will later recall, “[W]e started seeing the TV inputs from CNN on the aircraft, the first aircraft that had hit the Twin Towers.” [Defense Video and Imagery Distribution System, 9/8/2011] Major General Rick Findley, NORAD’s director of operations, has just learned that the FAA has requested NORAD assistance with a hijacking (see (8.46 a.m.) September 11, 2001). [9/11 Commission, 3/1/2004 pdf file; Spencer, 2008, pp. 38-39] He now enters the battle cab at the operations center. Someone there tells him, “Sir, you might want to look at that.” Findley will later recall: “I looked up and there was the CNN image of the World Trade Center. There was a hole in the side of one of the buildings.”
CMOC Personnel Think Small Plane Hit WTC - Findley asks, “What’s that from?” and is told, “Well, they’re saying it’s a commuter aircraft.” Findley says, “That’s too big a hole for a commuter aircraft.” He asks if the crash was caused by the hijacked aircraft he has been informed of. “I was scratching my head, wondering if it was another aircraft altogether,” he will recall. [Calgary Herald, 10/1/2001; Canadian Broadcasting Corporation, 9/11/2002] Others in the CMOC are unaware that the crash was the result of a terrorist attack and involved a large commercial aircraft. Lieutenant Colonel Steven Armstrong, NORAD’s chief of plans and forces, will recall, “[W]e didn’t really know that it was anything other than perhaps a general aviation aircraft because those were the first indications that we had was it was just… reported like a small, maybe a general aviation aircraft that had hit one of the buildings.” [North American Aerospace Defense Command, 9/9/2011] According to Lieutenant Colonel William Glover, the commander of NORAD’s Air Warning Center: “[W]e weren’t sure whether it was a mistake… was this intentional? Was there a problem? The weather was good, you know, that type of thing. So we really didn’t know what the reason was that this aircraft struck the tower.” [Canadian Broadcasting Corporation, 9/8/2011] Ford will recall: “[W]e knew something was wrong because there really wasn’t any reason for any navigational problems for that aircraft. There might have been a malfunction or something on the aircraft that had taken place, but we really didn’t have any indications of what was going on yet.” [Defense Video and Imagery Distribution System, 9/8/2011]
CMOC Personnel Unaware that Crash Was Deliberate - The CMOC is “the nerve centre of North America’s air defense,” according to the BBC. [BBC, 9/1/2002] Its role, according to the Toronto Star, is “to fuse every critical piece of information NORAD has into a concise and crystalline snapshot.” [Toronto Star, 12/9/2001] But it is only after personnel there see the television coverage of the second plane hitting the WTC at 9:03 a.m. that they realize “we had something much more sinister than just an accident, a really coordinated and deliberate action,” according to Findley. [Ottawa Citizen, 9/11/2002] Armstrong will recall: “[W]hen we saw the video [of the second crash], we said: ‘Wait a second. Those are commercial-size airplanes. Those aren’t general aviation aircraft.’ That obviously changed the situation significantly.” [North American Aerospace Defense Command, 9/9/2011] According to Glover, after the second crash, “We knew then that the first one was not a mistake and we knew that this was intentional.” [Canadian Broadcasting Corporation, 9/8/2011]

Entity Tags: Jeff Ford, William Glover, Eric A. “Rick” Findley, North American Aerospace Defense Command, Steven Armstrong

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

In the NORAD operations center in Cheyenne Mountain, Colorado, workers see the second aircraft crashing into the World Trade Center live on television. [Gazette (Colorado Springs), 10/7/2001] Major General Rick Findley, NORAD’s director of operations, later says that he now realizes “it was not an accident but a coordinated attack.” Then, he recalls, “At about that moment in time, every phone in this cab, and every phone over in the command center, and every phone in all the centers in this building were ringing off the hook.” Master Corporal Daniel Milne, the emergency action controller in the operations center, will similarly recall, “The feeling was total disbelief. Then the phones started ringing like crazy.” [Canadian Broadcasting Corporation, 9/11/2002; Legion Magazine, 11/2004] It is unclear what causes all the phones to simultaneously ring. According to Aviation Week and Space Technology magazine, after the second tower is hit, “Calls from fighter units… started pouring into NORAD and sector operations centers, asking, ‘What can we do to help?’” (see (After 9:03 a.m.) September 11, 2001) [Aviation Week and Space Technology, 6/3/2002] So this could be one factor. Also, a 1996 article in Airman magazine had quoted Stacey Knott, a technician in the NORAD operations center. She’d said, “Things can be pretty quiet in here.” However, “One of the busiest times is during exercises. This room fills up.… The phones are ringing off the hook, and I’ve got phones in each hand.” [Airman, 1/1996] On this morning, those in Cheyenne Mountain are in fact participating in a major exercise called Vigilant Guardian. [Aviation Week and Space Technology, 6/3/2002; CNN, 9/11/2006] This is reportedly only canceled “shortly after” the second attack (see (Shortly After 9:03 a.m.) September 11, 2001) [Airman, 3/2002; Filson, 2003, pp. 59] So it is plausible that this is also a factor in causing all the phones to suddenly ring. A similar thing appears to occur in the National Military Command Center (NMCC) at the Pentagon. According to a news article based on the recollections of two officers who are there, after the second plane hits the WTC, “Phones in the center began ringing off the hook.” [American Forces Press Service, 9/7/2006] Rick Findley later suggests that all the ringing phones are not a hindrance for NORAD, claiming, “The good news is we had lots of people here and we already had an operational architecture. We already had the command and control, the network, the phones, the data links. Everything was already in place that enabled us to react to the situation.” [Canadian Broadcasting Corporation, 9/11/2002]

Entity Tags: Daniel Milne, North American Aerospace Defense Command, Eric A. “Rick” Findley, Vigilant Guardian

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

A NORAD training exercise that is taking place this morning, presumably Vigilant Guardian (see (6:30 a.m.) September 11, 2001), is reportedly canceled shortly after 9:03, when the second World Trade Center tower is hit. [Airman, 3/2002] NORAD Commander Larry Arnold later says that after Flight 175 hits the South Tower, “I thought it might be prudent to pull out of the exercise, which we did.” [Filson, 2003, pp. 59] According to author Lynn Spencer: “The phone calls start flying between the various NORAD command centers. General Arnold calls Maj. Gen. Rick Findley” at NORAD’s operations center in Cheyenne Mountain, Colorado, “to give him the latest information and have him withdraw all forces from the simulated exercise.” [Spencer, 2008, pp. 86] Arnold will recall, “As we pulled out of the exercise we were getting calls about United Flight 93 and we were worried about that.” [Filson, 2003, pp. 59] Some early accounts say the military receives notification of the possible hijacking of Flight 93 at around 9:16 a.m. (see 9:16 a.m. September 11, 2001). [CNN, 9/17/2001; 9/11 Commission, 5/23/2003] However, the 9/11 Commission will later claim that NORAD’s Northeast Air Defense Sector (NEADS) first receives a call about Flight 93 at 10:07 a.m. (see 10:05 a.m.-10:08 a.m. September 11, 2001). [9/11 Commission, 6/17/2004] Arnold will add, “Then we had another call from Boston Center about a possible hijacking, but that turned out to be the airplane that had already hit the South Tower but we didn’t know that at the time.” [Filson, 2003, pp. 59]

Entity Tags: Larry Arnold, North American Aerospace Defense Command, Vigilant Guardian, Eric A. “Rick” Findley

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

Amraam missiles being loaded onto a 119th Fighter Wing jet at an unknown time on the day of 9/11. The 119th is based at Langley Air Force Base, Virgnina.Amraam missiles being loaded onto a 119th Fighter Wing jet at an unknown time on the day of 9/11. The 119th is based at Langley Air Force Base, Virgnina. [Source: William Quinn]Shortly after the second World Trade Center crash, calls from fighter units begin “pouring into NORAD and sector operations centers, asking, ‘What can we do to help?’” From Syracuse, New York, a commander of the 174th Fighter Wing of the New York Air National Guard calls and tells Colonel Robert Marr, the battle commander at NORAD’s Northeast Air Defense Sector (NEADS): “Give me 10 [minutes] and I can give you hot guns. Give me 30 [minutes] and I’ll have heat-seeker [missiles]. Give me an hour and I can give you slammers [Amraams].” Marr replies, “I want it all.” [Aviation Week and Space Technology, 6/3/2002; News 10 Now, 9/12/2006] Reportedly, Marr says: “Get to the phones. Call every Air National Guard unit in the land. Prepare to put jets in the air. The nation is under attack.” [Newhouse News Service, 1/25/2002] Canadian Major General Rick Findley, based in Colorado and in charge of NORAD on this day, reportedly has his staff immediately order as many fighters in the air as possible. [Ottawa Citizen, 9/11/2002] However, according to another account, NEADS does not accept the offers until about an hour later. The Toledo Blade will report, “By 10:01 a.m., the command center began calling several bases across the country for help.” [Toledo Blade, 12/9/2001] The 9/11 Commission will conclude that an order for other bases to prepare fighters to scramble is not given until 9:49 a.m. In fact, it appears the first fighters from other bases to take off are those from Syracuse at 10:42 a.m. (see 10:42 a.m. September 11, 2001). This is over an hour and a half after Syracuse’s initial offer to help, and not long after a general ban on all flights, including military ones, is lifted at 10:31 a.m. (see 10:31 a.m. September 11, 2001). These are apparently the fourth set of fighters scrambled from the ground. Previously, three fighters from Langley Air Force Base, two from Otis Air National Guard Base, and two from Toledo, Ohio, were scrambled at 10:01 a.m. (see 10:01 a.m. September 11, 2001), but did not launch until 15 minutes later. [Toledo Blade, 12/9/2001]

Entity Tags: Robert Marr, Eric A. “Rick” Findley, 174th Fighter Wing, North American Aerospace Defense Command, Northeast Air Defense Sector

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

William Glover.William Glover. [Source: Thomas Doscher / US Air Force]The NORAD operations center in Cheyenne Mountain, Colorado, receives numerous reports from the FAA of additional hijacked aircraft, but most of these reports turn out to be incorrect. Lieutenant Colonel William Glover, the commander of NORAD’s Air Warning Center, will later recall that after 9:03 a.m., when the second plane hits the World Trade Center, those in the operations center are “starting to receive reports… that we have these hijackings coming in.” He will say, “We had all these other reports coming in now, we were receiving from FAA, that there’s other issues on there.” [Canadian Broadcasting Corporation, 9/8/2011] According to Glover, the FAA says to NORAD, “Hey, this may be a possible hijack, or this aircraft may be a possible hijack.” As a result, those in the operations center “did not know how many more there were. Were there five, six, seven, or eight?” [BBC, 9/1/2002] Major General Rick Findley, NORAD’s director of operations, will similarly recall: “Lots of other reports were starting to come in. And now you’re not too sure. If they’re that clever to coordinate that kind of attack, what else is taking place across North America?” [Toronto Star, 12/9/2001] According to Glover, the uncertainty about how many additional hijacked planes there are will lead NORAD to implement a limited version of a plan called SCATANA, which clears the skies and gives the military control of US airspace (see (11:00 a.m.) September 11, 2001). [Aviation Week and Space Technology, 6/3/2002; 9/11 Commission, 6/17/2004] However, most of the additional hijackings that the FAA is reporting to NORAD turn out to be false alarms. Glover will say that most of the reports “were not true.” [Canadian Broadcasting Corporation, 9/8/2011] According to the 9/11 Commission Report, there are “multiple erroneous reports of hijacked aircraft” during the morning (see (9:09 a.m. and After) September 11, 2001). [9/11 Commission, 7/24/2004, pp. 28]

Entity Tags: Eric A. “Rick” Findley, North American Aerospace Defense Command, Federal Aviation Administration, William Glover

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

Steven Armstrong.Steven Armstrong. [Source: Thomas Doscher / US Air Force]Personnel in the NORAD operations center in Cheyenne Mountain, Colorado, are in what one officer there will call an “information void,” and are learning about ongoing events mostly from television reports. [Denver Post, 8/28/2011; North American Aerospace Defense Command, 9/9/2011] Major General Rick Findley, NORAD’s director of operations, will tell the 9/11 Commission that those in the Cheyenne Mountain Operations Center (CMOC) gain their “first awareness of a second impact at the World Trade Center… from the media simulcast of the event.” Findley only then realizes there is an “ongoing coordinated attack” taking place. But, he will tell the 9/11 Commission, he “did not know the exact facts of what caused both explosions.” [9/11 Commission, 3/1/2004 pdf file] According to Lieutenant Colonel Steven Armstrong, NORAD’s chief of plans and forces, after the second crash, “[W]e were just kind of watching it unfold on CNN, and then we started making the phone calls and we tried to start building a bigger picture.” [North American Aerospace Defense Command, 9/9/2011] Armstrong will later recall, “We’re reaching out to everybody and their brother, trying to get as much information as we can to figure out what’s going on with the national airspace.” However, he will say, “[T]he majority of the information we’re getting at the time is literally off the TV.” [Denver Post, 8/28/2011] The CMOC reaches out to NORAD’s regional air defense sectors to try and get information. But, according to Armstrong, “they were pretty busy trying to run fighters and do intercepts and figure out where the bad guys were.” Therefore, Armstrong will say, “we were out there in an information void, just looking for anything that we could find.” [North American Aerospace Defense Command, 9/9/2011] Lieutenant Colonel William Glover, the commander of NORAD’s Air Warning Center, will recall that this morning is his “first time, you know, thinking about the fog of war, because we didn’t know what was going on.” [Canadian Broadcasting Corporation, 9/8/2011] Findley will reflect, “I wouldn’t call it flat-footed, but we were a little bit behind the power curve most of that morning as we were trying to figure out exactly what transpired.” [Canadian Press, 9/10/2006]

Entity Tags: North American Aerospace Defense Command, Steven Armstrong, Eric A. “Rick” Findley, William Glover

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

The North Portal entrance to the Cheyenne Mountain Complex in Colorado.The North Portal entrance to the Cheyenne Mountain Complex in Colorado. [Source: NORAD]The message goes out within NORAD that the military’s defense readiness condition has been raised to Defcon 3. [9/11 Commission, 6/17/2003; 9/11 Commission, 2004] Secretary of Defense Donald Rumsfeld directed that the defense readiness condition be raised from Defcon 5—the lowest level—to Defcon 3 at around 10:45 a.m. (see (10:43 a.m.-10:52 a.m.) September 11, 2001). [9/11 Commission, 7/24/2004, pp. 326, 554; Goldberg et al., 2007, pp. 131] At 10:52 a.m., an emergency action message about the increased defense readiness condition was issued. [US Department of Defense, 9/11/2001 pdf file; 9/11 Commission, 2004]
NORAD Personnel Learn of Defcon Change - Word of the change is then communicated within NORAD. At 11:03 a.m., NORAD’s Northeast Air Defense Sector (NEADS) is ordered to Defcon 3. Four minutes later, at 11:07 a.m., Lieutenant Colonel Steve Usher, the director of combat operations at the headquarters of the Continental United States NORAD Region (CONR) in Florida, announces that Defcon 3 has been ordered. [9/11 Commission, 6/17/2003] And a military log will state that “NORAD has directed Defcon change” at 11:12 a.m. [9/11 Commission, 2004] Staff Sergeant Brent Lanier, an emergency action controller in NORAD’s Cheyenne Mountain Operations Center (CMOC) in Colorado, is tasked with sending out a message about the change to the defense readiness condition. He will later recall: “I’d sent out false Defcon messages during exercises, but I never thought I’d have to send out an actual Defcon change message—but I did. It was frightening.” [Airman, 3/2002]
NORAD Officers Discuss Defcon Change - Major General Larry Arnold, the CONR commander, will tell the 9/11 Commission that he hears of the change to the defense readiness condition either from Major General Rick Findley, the director of operations at the CMOC, or from one of NORAD’s computer chat logs. [9/11 Commission, 2/3/2004 pdf file] Usher will tell the 9/11 Commission that the instruction to raise the defense readiness condition comes either from the CONR Regional Air Operations Center or from Arnold. He will add that there is an emergency action message confirming the transition. [9/11 Commission, 2/4/2004 pdf file] Arnold will recall that, at some unspecified time, he calls General Ralph Eberhart, the commander of NORAD, about the change to the defense readiness condition, with the intention of informing Eberhart “of what was ongoing.” [9/11 Commission, 2/3/2004 pdf file]
Change in Defcon Affects Who Can Declare a Target Hostile - Steve Hedrick, an air weapons officer at NEADS, will tell the 9/11 Commission that “any change in Defcon is authenticated immediately” with the fighter jets under NORAD control. He will also say that “the main change when a Defcon level changes is in who has the authority to declare a target hostile.” Hedrick will note that the order from Vice President Dick Cheney, that NORAD fighters were “cleared… to intercept tracks of interest and shoot them down if they do not respond” (see 10:31 a.m. September 11, 2001), is “distinct and different from the transition in Defcon levels.” [9/11 Commission, 10/27/2003 pdf file; 9/11 Commission, 7/24/2004, pp. 42]

Entity Tags: Continental US NORAD Region, Steve Usher, Steve Hedrick, Eric A. “Rick” Findley, Northeast Air Defense Sector, Larry Arnold, Ralph Eberhart, Brent Lanier, North American Aerospace Defense Command

Timeline Tags: Complete 911 Timeline, 9/11 Timeline

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